《电子工程师手册》学习资料（英文版）Chapter 10 Transfer Functions of Filters

Dorf, R.C., Wan, Z. "Transfer Functions of Filters The Electrical Engineering Handbook Ed. Richard C. Dorf Boca raton crc Press llc. 2000

Dorf, R.C., Wan, Z. “Transfer Functions of Filters” The Electrical Engineering Handbook Ed. Richard C. Dorf Boca Raton: CRC Press LLC, 2000

10 Transfer Functions of filters 1 Introduction 10.2 Ideal filters Richard C. Dorf 10.3 The Ideal Linear -Phase Low -Pass Filter 10.4 Ideal Linear-Phase Bandpass Filters University of California, davis 10.5 Causal Filters Zhen wa 10.6 Butterworth Filters 10.1 Introduction Filters are widely used to pass signals at selected frequencies and reject signals at other frequencies. an electrical filter is a circuit that is designed to introduce gain or loss over a prescribed range of frequencies. In this section, we will describe ideal filters and then a selected set of practical filters 10.2 Ideal filters n ideal filter is a system that completely rejects sinusoidal inputs of the form x(t)=A cos t, -oo< t< oo, for o in certain frequency ranges and does not attenuate sinusoidal inputs whose frequencies are outside these ranges. There are four basic types of ideal filters: low-pass, high-pass, bandpass, and bandstop. The magnitude functions of these four types of filters are displayed in Fig. 10. 1. Mathematical expressions for these magnitude functions are as follows: Ideal low-pass:H(O) B≤0≤B (10.1) Ideal high-pass: H(O)/=Jo,-B<O<B (102 ≥B j,B1sol≤B2 Ideal bandpass: (H(o)o,all other o (103) Ideal bandstop:H(O) ≤o≤B (10.4) all other o c 2000 by CRC Press LLC

© 2000 by CRC Press LLC 10 Transfer Functions of Filters 10.1 Introduction 10.2 Ideal Filters 10.3 The Ideal Linear-Phase Low-Pass Filter 10.4 Ideal Linear-Phase Bandpass Filters 10.5 Causal Filters 10.6 Butterworth Filters 10.7 Chebyshev Filters 10.1 Introduction Filters are widely used to pass signals at selected frequencies and reject signals at other frequencies. An electrical filter is a circuit that is designed to introduce gain or loss over a prescribed range of frequencies. In this section, we will describe ideal filters and then a selected set of practical filters. 10.2 Ideal Filters An ideal filter is a system that completely rejects sinusoidal inputs of the form x(t) = A cos wt, –• Ï Ì Ô Ó Ô 1 0 Ideal high-pass: * * * * H B B B ( ) , , w w w = - < < ³ Ï Ì Ô Ó Ô 0 1 Ideal bandpass: all other * * * * H B B ( ) , , w w w = Ï £ £ Ì Ô Ó Ô 1 0 1 2 Ideal bandstop: all other * * * * H B B ( ) , , w w w = Ï £ £ Ì Ô Ó Ô 0 1 1 2 Richard C. Dorf University of California, Davis Zhen Wan University of California, Davis

FIGURE 10.1 Magnitude functions of ideal filters: (a) low-pass;(b)high-pass;(c) bandpass;(d)bandstop. The stopband of an ideal filter is defined to be the set of all frequencies o for which the filter ompletely stops the sinusoidal input x(0)=A cos ot-∞B t, is a positive real number. Equation(10.5)is the polar-form representation of H(o). From Eq (10.5) 0B Ho)=」-ota,-B≤0≤B e 2000 by CRC Press LLC

© 2000 by CRC Press LLC The stopband of an ideal filter is defined to be the set of all frequencies w for which the filter completely stops the sinusoidal input x(t) = A cos wt, –• Ï Ì Ô Ó Ô - 0 *H * B B B B ( ) , , , w w w w = - £ £ Ï Ì Ô Ó Ô 1 0 / ( ) , , , H t B B B B d w w w w w = - - £ £ Ï Ì Ô Ó Ô0

FIGURE 10.3 Phase function of ideal low-pass filter defined by Eq (10.5) Bald Bl'd Slope a-t FIGURE 10.4 Phase function of ideal linear-phase bandpass filter. The phase function /H(o) of the filter is plotted in Fig. 10.3. Note that over the frequency range 0 to B, the hase function of the system is linear with slope equal to -tr The impulse response of the low-pass filter defined by Eq.(10.5)can be computed by taking the inverse Fourier transform of the frequency function H(O). The impulse response of the ideal lowpass filter is h(t)=-Sa[B(t-ta)] ∞<t<o (10.6) x)/x. The impulse response h(n) of the ideal low-pass filter is not zero for t< 0. Thus, the before the impulse at t=0 and is said to be al. As a result, it is not possible to build an ideal low-pass filter. 10.4 Ideal Linear-Phase Bandpass Filters One can extend the analysis to ideal linear-phase bandpass filters. The frequency function of an ideal linear- phase bandpass filter is given by H(0)= ro,B1≤ol≤B all other o where te B,, and B, are positive real numbers. The magnitude function is plotted in Fig. 10.(c)and the function is plotted in Fig. 10.4. The passband of the filter is from B, to B. The filter will pass the signal the band with no distortion, although there will be a time delay of ta seconds e 2000 by CRC Press LLC

© 2000 by CRC Press LLC The phase function /H(w) of the filter is plotted in Fig. 10.3. Note that over the frequency range 0 to B, the phase function of the system is linear with slope equal to –td. The impulse response of the low-pass filter defined by Eq. (10.5) can be computed by taking the inverse Fourier transform of the frequency function H(w). The impulse response of the ideal lowpass filter is (10.6) where Sa(x) = (sin x)/x. The impulse response h(t) of the ideal low-pass filter is not zero for t < 0. Thus, the filter has a response before the impulse at t = 0 and is said to be noncausal. As a result, it is not possible to build an ideal low-pass filter. 10.4 Ideal Linear-Phase Bandpass Filters One can extend the analysis to ideal linear-phase bandpass filters. The frequency function of an ideal linear￾phase bandpass filter is given by where td, B1, and B2 are positive real numbers. The magnitude function is plotted in Fig. 10.1(c) and the phase function is plotted in Fig. 10.4. The passband of the filter is from B1 to B2. The filter will pass the signal within the band with no distortion, although there will be a time delay of td seconds. FIGURE 10.3 Phase function of ideal low-pass filter defined by Eq. (10.5). FIGURE 10.4 Phase function of ideal linear-phase bandpass filter. H(w) Btd –B 0 B –Btd Slope = –t d w H(w) B2t d 0 w Slope = –t d B1t d –B2 –B1 B2 B1 h t B Sa B t t t d ( ) = [ ( - )], - • < < • p H e B B j td ( ) , , w w w w = Ï £ £ Ì Ô Ó Ô - 1 2 0 * * all other

FIGURE 10.5 Causal filter magnitude functions: (a)low-pass;(b)high-pass;(c)bandpass;(d)bandstop 10.5 Causal filters As observed in the preceding section, ideal filters cannot be utilized in real-time filtering applications, since they are noncausal. In such applications, one must use causal filters, which are necessarily nonideal; that is, the transition from the passband to the stopband(and vice versa) is gradual. In particular, the magnitude functions of causal versions of low-pass, high-pass, bandpass, and bandstop filters have gradual transition from the passband to the stopband. Examples of magnitude functions for the basic filter types are shown in Fig.10.5. For a causal filter with frequency function H(o), the passband is defined as the set of all frequencies o for Ho)2|H(o)=0707H(o, (10.7) where is the value of o for which H(o) is maximum. Note that Eq (10.7) is equivalent to the condition that H(o)laB is less than 3 dB down from the peak value H(op)laB. For low-pass or bandpass filters,the width of the passband is called the 3-dB bandwidth A stopband in a causal filter is a set of frequencies o for which H(ollas is down some desired amount(e.g,40 or 50 dB)from the peak value H(O laB. The range of frequencies between a passband and a stopband is called a transition region. In causal filter design, a key objective is to have the transition regions be suitably small in extent. 10.6 Butterworth filters The transfer function of the two-pole Butterworth filter is H(s) Factoring the denominator of H(s), we see that the poles are located at ±j e 2000 by CRC Press LLC

© 2000 by CRC Press LLC 10.5 Causal Filters As observed in the preceding section, ideal filters cannot be utilized in real-time filtering applications, since they are noncausal. In such applications, one must use causal filters, which are necessarily nonideal; that is, the transition from the passband to the stopband (and vice versa) is gradual. In particular, the magnitude functions of causal versions of low-pass, high-pass, bandpass, and bandstop filters have gradual transitions from the passband to the stopband. Examples of magnitude functions for the basic filter types are shown in Fig. 10.5. For a causal filter with frequency function H(w), the passband is defined as the set of all frequencies w for which (10.7) where wp is the value of w for which *H(w)* is maximum. Note that Eq. (10.7) is equivalent to the condition that *H(w)* dB is less than 3 dB down from the peak value *H(wp)* dB. For low-pass or bandpass filters, the width of the passband is called the 3-dB bandwidth. A stopband in a causal filter is a set of frequencies w for which *H(w)* dB is down some desired amount (e.g., 40 or 50 dB) from the peak value *H(wp)* dB. The range of frequencies between a passband and a stopband is called a transition region. In causal filter design, a key objective is to have the transition regions be suitably small in extent. 10.6 Butterworth Filters The transfer function of the two-pole Butterworth filter is Factoring the denominator of H(s), we see that the poles are located at FIGURE 10.5 Causal filter magnitude functions: (a) low-pass; (b) high-pass; (c) bandpass; (d) bandstop. 0 w wp -wp 1 0.707 (a) 0 w 1 (b) 0 w 1 (c) 0 w 1 (d) *H * *H *. *H * p p ( ) w ³ (w ) . (w ) 1 2 0 707 H s s s n n n ( ) = + + w w w 2 2 2 2 s j n n = - ± w w 2 2

One-pole filter H(s) 0.707一 Two-pole Butterworth filter 0.2 5678910 FIGURE 10.6 Magnitude curves of one- and two-pole low-pass filters. Note that the magnitude of each of the poles is equal to Om. Setting s= jo in H(s), we have that the magnitude function of the two-pole Butterworth filter is H(o)= (10.8) From Eq(10.8)we see that the 3-dB bandwidth of the Butterworth filter is equal to On. For the case (=2 rad/s, the frequency response curves of the Butterworth filter are plotted in Fig. 10.6. Also displayed are the frequency response curves for the one-pole low-pass filter with transfer function H(S)=2/(s+ 2), and the two- pole low-pass filter with 5=1 and with 3-dB bandwidth equal to 2 rad/s. Note that the Butterworth filter has the sharpest cutoff of all three filters. 10.7 Chebyshev Filters The magnitude function of the n-pole Butterworth filter has a monotone characteristic in both the passband and stopband of the filter. Here monotone means that the magnitude curve is gradually decreasing over the passband and stopband. In contrast to the Butterworth filter, the magnitude function of a type 1 Chebyshev filter has ripple in the passband and is monotone decreasing in the stopband(a type 2 Chebyshev filter has the opposite characteristic). By allowing ripple in the passband or stopband, we are able to achieve a sharper transition between the passband and stopband in comparison with the Butterworth filter The n-pole type 1 Chebyshev filter is given by the frequency function f(0) (10.9) re T,(o/o) is the nth-order Chebyshev polynomial. Note that e is a numerical parameter related to the I of ripple in the passband. The Chebyshev polynomials can be generated from the recursion T,(x)=2xTn-I(x)-Tn-2(x) where To(x)=l and T,(x)=x. The polynomials for n=2, 3, 4, 5 are T2(x)=2x(x)-1=2x2-1 T3(x)=2x(2x2-1) 4x3-3 T4(x)=2x(4x3-3x)-(2x2-1)=8x4-8x2+1 T5(x)=2x(8x4-8x2+1)-(4x3-3x)=16x5-20x3+5x(10.10) e 2000 by CRC Press LLC

© 2000 by CRC Press LLC Note that the magnitude of each of the poles is equal to wn. Setting s = jw in H(s), we have that the magnitude function of the two-pole Butterworth filter is (10.8) From Eq. (10.8) we see that the 3-dB bandwidth of the Butterworth filter is equal to wn. For the case wn = 2 rad/s, the frequency response curves of the Butterworth filter are plotted in Fig. 10.6. Also displayed are the frequency response curves for the one-pole low-pass filter with transfer function H(s) = 2/(s + 2), and the two￾pole low-pass filter with z = 1 and with 3-dB bandwidth equal to 2 rad/s. Note that the Butterworth filter has the sharpest cutoff of all three filters. 10.7 Chebyshev Filters The magnitude function of the n-pole Butterworth filter has a monotone characteristic in both the passband and stopband of the filter. Here monotone means that the magnitude curve is gradually decreasing over the passband and stopband. In contrast to the Butterworth filter, the magnitude function of a type 1 Chebyshev filter has ripple in the passband and is monotone decreasing in the stopband (a type 2 Chebyshev filter has the opposite characteristic). By allowing ripple in the passband or stopband, we are able to achieve a sharper transition between the passband and stopband in comparison with the Butterworth filter. The n-pole type 1 Chebyshev filter is given by the frequency function (10.9) where Tn(w/w1) is the nth-order Chebyshev polynomial. Note that e is a numerical parameter related to the level of ripple in the passband. The Chebyshev polynomials can be generated from the recursion Tn(x) = 2xTn – 1(x) – Tn – 2(x) where T0(x) = 1 and T1(x) = x. The polynomials for n = 2, 3, 4, 5 are T2(x) = 2x(x) – 1 = 2x2 – 1 T3(x) = 2x(2x2 – 1) – x = 4x3 – 3x T4(x) = 2x(4x3 – 3x) – (2x2 – 1) = 8x4 – 8x2 + 1 T5(x) = 2x(8x4 – 8x2 + 1) – (4x3 – 3x) = 16x5 – 20x3 + 5x (10.10) FIGURE 10.6 Magnitude curves of one- and two-pole low-pass filters. 2 s + 2 w Two-pole Butterworth filter Two-pole filter with z = 1 One-pole filter H(s) = 0 1 2 3 4 5 6 7 8 9 10 0.707 1 0.8 0.6 0.4 0.2 0 Passband |H(w)| *H * n ( ) ( / ) w w w = + 1 1 4 *H * Tn ( ) ( ) w w w = + 1 1 2 2 1 e /

0.8 50° Two-pole filte -200° Y Three-pole filter FIGURE 10.7 Frequency curves of two- and three-pole Chebyshev filters with o.= 2.5 rad/s: (a)magnitude curves;(b phase curves. Using Eq(10.10), the two-pole type 1 Chebyshev filter has the following frequency function +∈2(o/o1)2-1 For the case of a 3-dB ripple(e= 1), the transfer functions of the two-pole and three-pole type 1 Chebyshev 0.50 H=2+064505+07080 0.2510 H(s)= s3+0.5970s2+0.92802s+0.25l0 where (.=3-dB bandwidth. The frequency curves for these two filters are plotted in Fig. 10. 7 for the case o The magnitude response functions of the three-pole Butterworth filter and the three-pole type 1 Chebyshev filter are compared in Fig. 10.8 with the 3-dB bandwidth of both filters equal to 2 rad. Note that the transition om passband to stopband is sharper in the Chebyshev filter; however, the Chebyshev filter does e 2000 by CRC Press LLC

© 2000 by CRC Press LLC Using Eq. (10.10), the two-pole type 1 Chebyshev filter has the following frequency function For the case of a 3-dB ripple (e = 1), the transfer functions of the two-pole and three-pole type 1 Chebyshev filters are where wc = 3-dB bandwidth. The frequency curves for these two filters are plotted in Fig. 10.7 for the case wc = 2.5 rad. The magnitude response functions of the three-pole Butterworth filter and the three-pole type 1 Chebyshev filter are compared in Fig. 10.8 with the 3-dB bandwidth of both filters equal to 2 rad. Note that the transition from passband to stopband is sharper in the Chebyshev filter; however, the Chebyshev filter does have the 3- dB ripple over the passband. FIGURE 10.7 Frequency curves of two- and three-pole Chebyshev filters with wc = 2.5 rad/s: (a) magnitude curves; (b) phase curves. w Three-pole filter Two-pole filter 0 1 2 3 4 5 6 7 8 9 10 0.707 1 0.8 0.6 0.4 0.2 0 Passband |H(w)| (a) w Three-pole filter Two-pole filter 0 1 2 3 4 5 6 7 8 9 10 –50° –100° –150° –200° –250° –300° 0 |H(w)| (b) *H( )* [ ( / ) ] w w w = + - 1 1 2 1 2 1 2 2 e H s s s H s s s s c c c c c c c ( ) . . . ( ) . . . . = + + = + + + 0 50 0 645 0 708 0 251 0 597 0 928 0 251 2 2 2 3 3 2 2 3 w w w w w w w

Three-pole Butterworth 0 0.2 FIGURE 10.8 Magnitude curves of three-pole Butterworth and three-pole Chebyshev filters with 3-dB bandwidth equal Defining Terms Causal filter: A filter of which the transition from the passband to the stopband is gradual, not ideal. This 3-dB bandwidth: For a causal low-pass or bandpass filter with a frequency function HGo): the frequency at whichH(o)lds is less than 3 db down from the peak value H(o,La Ideal filter: An ideal filter is a system that completely rejects sinusoidal inputs of the form x(t)=A cos ot <t< oo, for o within a certain frequency range, and does not attenuate sinusoidal inputs whose frequencies are outside this range. There are four basic types of ideal filters: low-pass, high-pass, bandpass, and bandstop Passband: Range of frequencies o for which the input is passed without attenuation Stopband: Range of frequencies o for which the filter completely stops the input signal. Transition region: The range of frequencies of a filter between a passband and a stopband. Related Topics 4.2 Low-Pass Filter Functions.4.3 Low Pass Filters. 11.1 Introduction.29. 1 Synthesis of Low-Pass Forms References R C. Dorf, Introduction to Electrical Circuits, 3rd ed, New York: wiley, 1996 E.W. Kamen, Introduction to Signals and Systems, 2nd ed, New York: Macmillan, 1990 G.R. Cooper and C D. McGillem, Modern Communications and Spread Spectrum, New York: McGraw-Hill, 1986 Further Information IEEE Transactions on Circuits and Systems, Part 1: Fundamental Theory and application IEEE Transactions on Circuits and Systems, Part II: Analog and Digital Signal Processing Available from ieee e 2000 by CRC Press LLC

© 2000 by CRC Press LLC Defining Terms Causal filter: A filter of which the transition from the passband to the stopband is gradual, not ideal. This filter is realizable. 3-dB bandwidth: For a causal low-pass or bandpass filter with a frequency function H(jw): the frequency at which *H(w)* dB is less than 3 dB down from the peak value *H(wp)* dB. Ideal filter: An ideal filter is a system that completely rejects sinusoidal inputs of the form x(t) = A cos wt, –• < t < •, for w within a certain frequency range, and does not attenuate sinusoidal inputs whose frequencies are outside this range. There are four basic types of ideal filters:low-pass, high-pass, bandpass, and bandstop. Passband: Range of frequencies w for which the input is passed without attenuation. Stopband: Range of frequencies w for which the filter completely stops the input signal. Transition region: The range of frequencies of a filter between a passband and a stopband. Related Topics 4.2 Low-Pass Filter Functions • 4.3 Low Pass Filters • 11.1 Introduction • 29.1 Synthesis of Low-Pass Forms References R.C. Dorf, Introduction to Electrical Circuits, 3rd ed., New York: Wiley, 1996. E.W. Kamen, Introduction to Signals and Systems, 2nd ed., New York: Macmillan, 1990. G.R. Cooper and C.D. McGillem, Modern Communications and Spread Spectrum, New York: McGraw-Hill, 1986. Further Information IEEE Transactions on Circuits and Systems, Part I: Fundamental Theory and Applications. IEEE Transactions on Circuits and Systems, Part II: Analog and Digital Signal Processing. Available from IEEE. FIGURE 10.8 Magnitude curves of three-pole Butterworth and three-pole Chebyshev filters with 3-dB bandwidth equal to 2.5 rad/s. w Three-pole Chebyshev 0 10 1 2 3 4 5 6 7 8 9 0.707 1 0.8 0.6 0.4 0.2 0 Passband |H(w)| Three-pole Butterworth